Advisor Solutions
Advisor Solutions

STRATEGIES FOR FINANCIAL ADVISORS

Through our deep investment management knowledge and strong research capabilities, we have built long-lasting relationships with our clients. Learn more about our breadth of expertise in domestic/international equities and fixed income strategies.

Domestic Equities

We offer a diverse array of domestic equity strategies across market cap ranges and styles. We utilize a disciplined approach, focused on identifying attractive individual securities.

To learn about our Small Cap expertise across the globe, click here.

  • Micro Cap

    FACTSHEET |

    • AUM/AUA: Less than $5 million*
      Inception Date: 7/1/2008

      Our Micro Cap equity portfolio utilizes a systematic approach to investing in micro cap companies in the United States. The portfolio consists of companies with a market capitalization typically in the range of the Russell Microcap® Index.

  • Small Cap

    FACTSHEET

    • AUM/AUA: $408.4 million*
      Inception Date: 1/1/02

      Our Small Cap equity portfolio utilizes a core investment approach and consists of companies with a market capitalization that does not typically exceed the largest market capitalization company in the Russell 2000® Index.

  • Small Cap Value

    FACTSHEET |

    • AUM/AUA: $700.8 million*
      Inception Date: 1/1/08

      Our Small Cap Value equity portfolio utilizes a value investment approach and consists of companies with a market capitalization that does not typically exceed the largest market capitalization company in the Russell 2000® Value Index.

  • Small Cap Value Select

    FACTSHEET

    • AUM/AUA: $77.1 million*
      Inception Date: 7/1/14

      A concentrated strategy based on the highest-conviction names in the Small Cap Value strategy. The portfolio will typically hold less than 30 securities.

  • Small Cap Value Dividend

    FACTSHEET |

    • AUM/AUA: $913.3 million*
      Inception Date: 7/1/1999

      Our Small Cap Value Dividend equity portfolio utilizes a value investment approach and consists of dividend-paying companies with a market capitalization typically in the range of the Russell 2000® Value Index.

  • Small Cap Growth

    FACTSHEET |

    • AUM/AUA: $85.1 million*
      Inception Date: 11/1/2011

      Our Small Cap Growth equity portfolio utilizes a growth investment approach and consists of companies with a market capitalization typically in the range of the Russell 2000® Growth Index.

  • SMID Cap

    FACTSHEET

    • AUM/AUA: $138.6 million*
      Inception Date: 7/1/02

      Our SMID Cap equity portfolio utilizes a core investment approach and consists of companies with a market capitalization between $100 million and $10 billion. The resulting portfolio will typically consist of 65 to 85 stocks.

  • SMID Cap Value Dividend

    FACTSHEET

    • AUM/AUA: $29.2 million*
      Inception Date: 4/1/2005

      Our SMID Cap Value Dividend equity portfolio utilizes a value investment approach and consists of dividend-paying companies with a market capitalization typically in the range of the Russell 2500™ Value Index.

  • Mid Cap

    FACTSHEET

    • AUM/AUA: $16.5 million*
      Inception Date: 7/1/96

      Our Mid Cap model universe consists of companies that have a market capitalization between $1 billion and $30 billion. We seek to invest in companies with high return on investment (ROI) that are trading at a 20% discount to our proprietary intrinsic valuation.

  • Mid Cap Value Dividend

    FACTSHEET |

    • AUM/AUA: $77.4 million*
      Inception Date: 1/1/1998

      Our Mid Cap Value Dividend equity portfolio utilizes a value investment approach and consists of dividend-paying companies with a market capitalization typically in the range of the Russell Midcap® Value Index.

  • All Cap

    FACTSHEET |

    • AUM/AUA: $3,460.5 million*
      Inception Date: 4/1/87

      Our universe consists of companies that have a market capitalization in excess of $1 billion. We seek to invest in companies with high return on investment (ROI) that are trading at a 20% discount to our proprietary intrinsic valuation.

  • Select Equity

    FACTSHEET

    • AUM/AUA: Less than $5 million*
      Inception Date: 7/1/14

      A concentrated strategy based on the highest-conviction names in the All Cap strategy. The portfolio will typically hold less than 30 securities.

    • *Data as of September 30, 2019. 

    AUA assets as of September 30, 2019 were as follows:

    • All Cap strategy:  Model UMA assets of $75.9 million are included in the AUA portion of the AUM/AUA total.
    • Mid Cap strategy: Model UMA assets of $0.9 million are included in the AUA portion of the AUM/AUA total.
    • Mid Cap Value Dividend strategy: Model UMA assets of $0.6 million are included in the AUA portion of the AUM/AUA total.
    • Small Cap Core strategy: Model UMA assets of 35.7 million are included in the AUA portion of the AUM/AUA total.
    • Small Cap Value Dividend strategy: Model UMA assets of $263.4 million are included in the AUA portion of the AUM/AUA total.
    • Small Cap Growth strategy: Model UMA assets of $0.4 million are included in the AUA portion of the AUM/AUA total.

    Beginning 12/31/2019, the composite’s name was changed to Select Equity. Prior to 12/31/2019, the composite’s name was All Cap Concentrated.

    Beginning 12/31/2019, the composite’s name was changed to Small Cap Value Select. Prior to 12/31/2019, the composite’s name was Small Cap Value Concentrated.
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